AML Firm Wide Risk Assessment

Template for Firm Wide Risk Assessment

Didn't find your answer?

Hi ,

It has been highlighted in our Practice Assurance visit that we are required to have a firm wide AML risk assessment along side our documented office proceedures, does anyone know of a simpe template for this?

We subscribe to the SWAT Practice assurance manual which contains a "Firm level Risk Assessment",  however, it doesnt look particularly intuitive or easy to use.

 

 

Replies (3)

Please login or register to join the discussion.

avatar
By Sujay
17th Oct 2018 10:50

Dear all, please feel free to check out our product. We offer a firm wide risk assessment, client risk assessments, client verifications, training and testing for the MLRO and staff members. https://www.amlcc.co.uk/amlcc/index.html there is also an online demo on the homepage.

Thanks (1)
Replying to Sujay:
Glenn Martin
By Glenn Martin
17th Oct 2018 14:58

I would recommend AMLCC also for the price its great and it takes all the headaches away from AML checks

Thanks (2)