I had a ICAEW assessment on my small practise
I need help with CDD for exiating clients
Well what have you done so far? What difficulties are you having?
A spreadsheet with a row per client and columns that show what work was done to KYC - proof of address, AML risk assessment, etc.
We use SWAT AML accountancy system for our documentation.
Yes, I am using SWAT documentation for AML. It was worth the hefty payment to calm my nerves.