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Disciplinary orders

Every month AccountingWEB reports on the latest disciplinary orders published by the professional bodies. Chris Cope, solicitor and director of the Accountants National Compliant Services Limited, also provides expert commentary to help accountants make sense of the lessons emerging from the tribunals.   

11
An accountant who provided “woefully inadequate” responses to an ACCA investigation and withheld documents from a client has been excluded...
8
This month's disciplinary roundup features an "excessive and disproportionate" fine halved and a student who in a desperate attempt to save...
5
July’s ICAEW disciplinary orders feature a back and forth between an accountant and HMRC over an appeal letter and a couple of cases of...
4
This month’s disciplinary round up features a sole practitioner who was excluded after he failed to respond promptly to his clients and an...
4
Sole practitioner Alfred Lote faced an ICAEW client money regulations disciplinary tribunal and came away with a fine of £250 and a severe...
13
June’s ICAEW disciplinary orders feature a sole practitioner’s annual return failure and a dishonest expense bill. Reviewing June’s cases...
15
May’s disciplinary orders feature a practitioner without a practising certificate and an accountant who took advantage of a vulnerable...
9
The ICAEW disciplinary tribunal found Merseyside-based firm Butterworth Barlow Ltd had failed to comply with client money regulations by...
3
April’s disciplinary orders feature a hard to pin down ACCA practitioner and a decade-old conviction that has caught up with another...
14
March’s disciplinary orders featured a dispute over a revoked audit registration thanks to a missing ICAEW letter and some hefty costs...